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Plenary Lecture
Real-Time NIR Monitoring of a Pharmaceutical Blending Process through Multivariate Analysis-derived Models

Professor Nicolas Abatzoglou
Professor, Chemical Engineering,
Sherbrooke (Quebec), CANADA
E-mail: Nicolas.Abatzoglou@usherbrooke.ca
Co-Authors
Pierre-Philippe Lapointe-Garant
Université de Sherbrooke,
Sherbrooke (Quebec)
Wyeth Inc., St-Laurent (Quebec),
CANADA
Jean-Sébastien Simard
Wyeth Inc., St-Laurent (Quebec),
CANADA
Abstract:
The Quality by Design (QbD) guideline of the USA
Food & Drug Administration (FDA) and of the International Conference on
Harmonisation (ICH) became lately the major driver of pharmaceutical processes
optimization. The majority of these processes are complex and consequently
multivariate. Although new insights have improved the knowledge on the phenomena
taking place, it is not usually possible to develop deterministic models.
Processes involving powders handling like the multi-component pharmaceutical
formulations blending are common and the real-time monitoring of their physico-chemical
attributes is challenging.
This QbD initiative is nowadays possible through the use of Process Analytical
Technologies (PAT). In this work we propose a multivariate analysis of a
V-blender mixing unit operation using an in-line Near-Infra Red (NIR)
measurement technique.
For the NIR measurements, a system, consisting of an Axsun IntegraSpec XLP 410
spectrometer connected to an IP-65 encased optical measuring head (sampling
probe) through a 1-meter length umbilical wire cord, was used. It uses the
Diffuse Reflectance Sampling technology and provides a 40 mm spot size with a
spectral range of 1350 nm to 1800 nm. The methodology includes the following
steps: (1) modification of a nominal 1 ft³ (30 l) V-blender unit to accommodate
Axsun’s NIR spectroscopy system; (2) 3 experimental runs, each with different
mixing time, while monitoring powder homogeneity with NIR spectroscopy; (3)
acquisition of 10 powder samples after each run from predetermined locations in
the V-blender, evaluated both with Axsun NIR spectrometer and current QA/QC Lab
methods, to determine mixing end point and (4) data analysis using SIMPA-P+ and
GRAMS chemometrics softwares.
Two qualitative algorithms (Analysis of Spectral Variance and Distance Analysis
using Hostelling T2) for real-time homogeneity determination are developed and
their efficiency is evaluated. A quantitative model was derived and tested with
success; it relies on the development of a Partial Least Squares (PLS) model in
a principal component hyperspace which better describes the blending
information.
In all cases, the size of the acquired information is not comparable to the
classical “thief analysis” and the result (prediction of the mixing end point)
proved equally or more efficient than with actually employed quality control
protocols. In addition, this information can be obtained in real-time using
chemometric models. The time savings are huge when compared to classical
laboratory analysis (i.e. High Pressure Liquid Chromatography). It is expected
that any one of the presented NIR analyses can be beneficial on many aspects of
pharmaceutical blending, such as: (1) Real-time quality monitoring of current
manufacturing batches; (b) Improve process efficiency and performance by
selecting adequate process parameters and blending time; (3) Quality by Design (QbD)
initiatives during the development of blending processes for new formulas.
Brief biography of the speaker:
Dr. Nicolas Abatzoglou is full professor at the department of Chemical
Engineering of the Universite de Sherbrooke.
He has earned his Ph.D from the NTU Polytechnic School Metsovion, Athens, Greece
in 1989. He is co-founder with Professor Chornet of the company Enerkem
Technologies Inc., a spin-off of the Universite de Sherbrooke; Enerkem
commercializes technologies in the field of energy from renewable resources. N.
Abatzoglou has fulfilled the role of vice-president, technology, from 1999 to
2002 to insure the start-up and the necessary technology transfer during the
first three years of the company.
He has a career of many years at both the academic and industrial levels. He is
a known researcher in the field defined at the junction of Energy & Environment.
He represented Canada at the International Energy Agency (Gasification Task)
from 1997-2001 and was the secretary of the Board of Directors and the Executive
Committee of the AQME from 1996-2000. A specialist of the chemical reactors and
the use of granular materials in reactive and non-reactive environments Prof. N.
Abatzoglou has focused his research activities during the six last years to:
a) Establish industry-university R&D collaborative programs with pharmaceutical
companies (Wyeth and Merck-Frosst) to study the mechanisms of particulate matter
segregation and develop new prediction tools in order to improve the Design and
operation protocols of industrial processes within a process Analytical
technologies (PAT) context.
b) Design, optimize, model and scale-up of a H2S reactive adsorption process for
biogas purification in collaboration with an industrial partner (commercialized
by Bio-Terre).
c) Study water and dry reforming of methane, ethanol and biofuels for
catalyst-supported SOFC application (recent US Patent application).
d) Develop a technology for Carbon sequestration through CO2 (dry) reforming
(recent US patent Application).
e) Establish a knowledge base for the study and improvement of technologies
leading to higher alcohols and green diesel synthesis from biosyngas (recently
approved CRD/NSERC Project).
f) Study and simulate the behavior of a new granular hot gas mobile bed filter,
patented lately (USA & Canada).
His production as a researcher includes more than 50 publications in scientific
reviews, international conferences, patents and a book chapter. He currently
supervises or co-supervises 10 graduate students, a post-doc fellow and 3
undergraduate students in specialty projects or training sessions. He has won
twice the first price in environmental R&D at the Quebec Eastern Townships.
He is a recognized chemical engineering teacher (2002, 2003, 2004, 2005, 2006
Bazinet awards for the best Chem. Eng. Professor) at the department of Chem.
Engineering of the Universite de Sherbrooke. He teaches mainly: Design of
Chemical Processes, Reactor Engineering and Pharmaceutical Process Engineering.
Prof. Abatzoglou is trilingual (French, English, Greek) with an average but
functional knowledge of Spanish. He has a wide cultural education and a natural
ability in team motivation and hard work.
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